Search Result

461 - 480 of 1310 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

MCOB 10.3 Formula and assumptions for calculating the APR

As Published: 2004

MCOB 10.3 Formula and assumptions for calculating the APR

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

PRIN 2.1 The Principles

As Published: 2017

PRIN 2.1 The Principles

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

SYSC 19D.2 General requirement

As Published: 2020

SYSC 19D.2 General requirement

SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

FEES 5.9 [deleted]

As Published: 2009

FEES 5.9 [deleted]

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements