Search Result

441 - 460 of 1469 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

As Published: 2019

IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

COBS 19.5 Independent governance committees (IGCs) and publication and disclosure of costs and charges

As Published: 2015

COBS 19.5 Independent governance committees (IGCs) and publication and disclosure of costs and charges

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

SYSC 19D.2 General requirement

As Published: 2020

SYSC 19D.2 General requirement

IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

As Published: 2015

IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

BIPRU 3.3 The use of the credit assessments of ratings agencies

As Published: 2019

BIPRU 3.3 The use of the credit assessments of ratings agencies

EG 19.20 Payment Services Regulations 2017

As Published: 2016

EG 19.20 Payment Services Regulations 2017

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose