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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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COLL 11.1 Introduction

As Published: 2011

COLL 11.1 Introduction

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IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

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PRIN 2.1 The Principles

As Published: 2017

PRIN 2.1 The Principles

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SUP 1A.3 The FCA's approach to supervision

As Published: 2019

SUP 1A.3 The FCA's approach to supervision

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SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

As Published: 2015

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

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EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

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PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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Similar To

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

MAR 7A.1 Application

CASS 9.3 Prime brokerage agreement disclosure annex

PERG 4.10 Exclusions applying to more than one regulated activity

PERG 5.1 Application and purpose

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REC 4.3 Risk assessments for UK recognised bodies

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LR 1.4 Miscellaneous

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy