Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

…

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

…

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

…

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

As Published: 2016

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

…

SUP 10C.12 Conditional and time-limited approvals

As Published: 2015

SUP 10C.12 Conditional and time-limited approvals

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 10A.8 Systems and controls functions

CASS 7.12 Organisational requirements: client money

APER 4.2 Statement of Principle 2

IPRU-INV 5.16 Foreign exchange requirement

IPRU-INV 2.1 APPLICATION

FEES 1.1 Application and Purpose

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

LR 9.2 Requirements with continuing application

REC 2.1 Introduction

PERG 13.1 Introduction

MAR 10.3 Position management controls

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

CASS 11.9 Segregation and the operation of client money accounts

PERG 8.21 Company statements, announcements and briefings