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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

As Published: 2007

COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

CONC 4.8 Pre-contract: unfair business practices: consumer credit lending

As Published: 2018

CONC 4.8 Pre-contract: unfair business practices: consumer credit lending

PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?