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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

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DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

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FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

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SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

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PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

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SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

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EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

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