Search Result

361 - 380 of 748 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

IFPRU 3.1 Base own funds requirement

As Published: 2019

IFPRU 3.1 Base own funds requirement

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

IPRU-INV 1.2 APPLICATION

As Published: 2015

IPRU-INV 1.2 APPLICATION

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

TC App 5.1

As Published: 2010

TC App 5.1

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

SUP 10C.15 Forms and other documents and how to submit them to the FCA

As Published: 2015

SUP 10C.15 Forms and other documents and how to submit them to the FCA

CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

IPRU-INV 5.5 Annual expenditure

As Published: 2016

IPRU-INV 5.5 Annual expenditure

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

IFPRU 5.2 Advanced Measurement Approach permission

As Published: 2019

IFPRU 5.2 Advanced Measurement Approach permission

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments