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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

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SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

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CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

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IPRU-INV 5.16 Foreign exchange requirement

As Published: 2016

IPRU-INV 5.16 Foreign exchange requirement

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SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

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COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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IPRU-INV 5.8 Calculation of own funds and liquid capital

As Published: 2016

IPRU-INV 5.8 Calculation of own funds and liquid capital

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DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

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SYSC 19E.2 Remuneration policies and practices

As Published: 2016

SYSC 19E.2 Remuneration policies and practices

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CASS 7.14 Client money held by a third party

As Published: 2015

CASS 7.14 Client money held by a third party

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MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

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MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

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PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

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ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

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