Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

…

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

…

SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

…

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

…

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

…

CONC 3.4 Risk warning for high-cost short-term credit

As Published: 2014

CONC 3.4 Risk warning for high-cost short-term credit

…

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COCON 2.3 Firms: training and breaches

CONC 2.8 E-commerce

SUP 10A.6 FCA governing functions

LR 8.3 Role of a sponsor: general

SUP 2.4 'Mystery shopping'

RCB 2.2 Applying for registration

SUP 15.13 Notification by CBTL firms

COBS 4.11 Record keeping: financial promotion

LR 18.2 Requirements for listing

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

DTR 5.4 Aggregation of managed holdings

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

ICOBS 2.4 Record-keeping

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]