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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

APER 1.1A Application

As Published: 2015

APER 1.1A Application

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

EG 2.5 Cases where other authorities have an interest

As Published: 2016

EG 2.5 Cases where other authorities have an interest

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

COND 1.3 General

As Published: 2013

COND 1.3 General

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements