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MAR 7A.3 Requirements for algorithmic trading
As Published: 2017
MAR 7A.3 Requirements for algorithmic trading
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CONC 4.2 Pre-contract disclosure and adequate explanations
As Published: 2014
CONC 4.2 Pre-contract disclosure and adequate explanations
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CONC 7.6 Exercise of continuous payment authority
As Published: 2014
CONC 7.6 Exercise of continuous payment authority
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SYSC 22.7 Getting references: additional rules and guidance for SMCR firms
As Published: 2016
SYSC 22.7 Getting references: additional rules and guidance for SMCR firms
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CASS 5.8 Safe keeping of client's documents and other assets
As Published: 2010
CASS 5.8 Safe keeping of client's documents and other assets
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BIPRU 12.4 Stress testing and contingency funding
As Published: 2010
BIPRU 12.4 Stress testing and contingency funding
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IFPRU 6.3 Expectations relating to internal models
As Published: 2019
IFPRU 6.3 Expectations relating to internal models
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CONC 5.3 Conduct of business in relation to creditworthiness and affordability [deleted]
As Published: 2014
CONC 5.3 Conduct of business in relation to creditworthiness and affordability [deleted]
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IFPRU 4.6 Internal ratings based approach: probability of default
As Published: 2019
IFPRU 4.6 Internal ratings based approach: probability of default
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SUP 15.14 Notifications under the Payment Services Regulations
As Published: 2018
SUP 15.14 Notifications under the Payment Services Regulations
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CONC 8.7 Charging for debt counselling, debt advice and related services
As Published: 2014
CONC 8.7 Charging for debt counselling, debt advice and related services
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EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013
As Published: 2016
EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013
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PERG 13.7 The territorial application of MiFID [deleted]
As Published: 2007
PERG 13.7 The territorial application of MiFID [deleted]
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