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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

COLL 14.1 Introduction

As Published: 2016

COLL 14.1 Introduction

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

PERG 17.7 Examples

As Published: 2014

PERG 17.7 Examples

TC App 5.1

As Published: 2010

TC App 5.1

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

As Published: 2011

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2010

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

COBS 13.4 Contents of a key features illustration

As Published: 2007

COBS 13.4 Contents of a key features illustration

TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing