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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

As Published: 2016

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

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BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

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SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

As Published: 2017

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

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SYSC 2.2 Recording the apportionment

As Published: 2015

SYSC 2.2 Recording the apportionment

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SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

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DISP App 3.11 Obligation to write letters to certain rejected complainants

As Published: 2017

DISP App 3.11 Obligation to write letters to certain rejected complainants

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MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

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BIPRU 9.3 Requirements for originators and sponsors

As Published: 2010

BIPRU 9.3 Requirements for originators and sponsors

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