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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

CASS 11.4 Definition of client money and the discharge of fiduciary duty

As Published: 2014

CASS 11.4 Definition of client money and the discharge of fiduciary duty

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

BIPRU 5.7 Unfunded credit protection

As Published: 2010

BIPRU 5.7 Unfunded credit protection

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

EG 2.9 FCA guidance and supporting materials

As Published: 2016

EG 2.9 FCA guidance and supporting materials

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

BIPRU 13.5 CCR standardised method

As Published: 2006

BIPRU 13.5 CCR standardised method

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions