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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

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SYSC 4.8

As Published: 2015

SYSC 4.8

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SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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EG 5.7 The relevance of settled cases to subsequent action

As Published: 2016

EG 5.7 The relevance of settled cases to subsequent action

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CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

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SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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