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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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COBS 3.8 Policies, procedures and records

As Published: 2007

COBS 3.8 Policies, procedures and records

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EG 16.3 Applications under section 329(3) for variation or revocation of disapplication orders

As Published: 2016

EG 16.3 Applications under section 329(3) for variation or revocation of disapplication orders

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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MCOB 5.5 Provision of illustrations

As Published: 2012

MCOB 5.5 Provision of illustrations

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LR 13.8 Other circulars

SUP 5.6 Confidential information and privilege

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

CONC 1.1 Application and purpose

EG 2.4 Case selection: Unauthorised business

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

EG 13.8 Power to apply to court for a provisional liquidator

SYSC 4.8

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

BIPRU 4.2 The IRB approach: High level material

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

COLL 5.3 Derivative exposure

SYSC 4.9

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

COBS 3.8 Policies, procedures and records

EG 16.3 Applications under section 329(3) for variation or revocation of disapplication orders

SUP 3.10 Duties of auditors: notification and report on client assets

MCOB 5.5 Provision of illustrations