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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

IFPRU 4.6 Internal ratings based approach: probability of default

As Published: 2019

IFPRU 4.6 Internal ratings based approach: probability of default

LR 14.1 Application

As Published: 2005

LR 14.1 Application

LR 6.5 Controlling shareholders

As Published: 2017

LR 6.5 Controlling shareholders

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

As Published: 2016

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

As Published: 2015

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

MIPRU 4.2A Credit risk capital requirement

As Published: 2012

MIPRU 4.2A Credit risk capital requirement

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements