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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

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EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers

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COBS 5.1 The distance marketing disclosure rules

As Published: 2007

COBS 5.1 The distance marketing disclosure rules

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SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

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Similar To

FIT 2.1 Honesty, integrity and reputation

MAR 8.3 Requirements for benchmark administrators [deleted]

EG 4.11 Approach to interviews and interview procedures

PERG 8.4 Invitation or inducement

GENPRU 3.1 Application

REC 2A.4 Power and procedure for RAP penalties and censures

RCB 3.2 Annual confirmations of compliance and asset pool monitor

LR 5.2 Cancelling listing

SUP 10A.3 Provisions related to the Act

LR 8.6 Criteria for approval as a sponsor

BIPRU 3.2 The central principles of the standardised approach to credit risk

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

MIPRU 4.1 Application and purpose

DEPP 7.1 Application and purpose

ICOBS 3.2 E-Commerce

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

FEES 3.2 Obligation to pay fees

EG 2.1 Case selection and the use of enforcement powers

COBS 5.1 The distance marketing disclosure rules

SYSC 3.2 Areas covered by systems and controls