Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

…

CASS 7.18 Acknowledgment letters

As Published: 2015

CASS 7.18 Acknowledgment letters

…

CONC 11.2 Right of withdrawal: P2P agreements

As Published: 2015

CONC 11.2 Right of withdrawal: P2P agreements

…

LR 6.11 Specialist companies: scientific research based companies

As Published: 2017

LR 6.11 Specialist companies: scientific research based companies

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 3A.7 Transitional arrangements

DISP 3.9 Delegation of the Ombudsman's powers

MCOB 12.2 Purpose

MCOB 6A.5 MCD distance contracts with retail customers

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

MCOB 5.7 Business loans and loans to high net worth mortgage customers: tailored provisions

COBS 5.1 The distance marketing disclosure rules

DISP App 3.11 Obligation to write letters to certain rejected complainants

CONC 7.19 Notice of default sums under P2P agreements

PERG 7.2 Introduction

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

RCB 6.1 Application and purpose

IFPRU 5.1 Application and purpose

IPRU-INV 9.6 NON-FINANCIAL RESOURCE REQUIREMENTS

IFPRU 4.1 Application and purpose

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy