Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

COBS 2.2 Information disclosure before providing services (other than MiFID and insurance distribution)

As Published: 2008

COBS 2.2 Information disclosure before providing services (other than MiFID and insurance distribution)

…

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

As Published: 2019

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

…

COBS 4.8 Cold calls and other promotions that are not in writing

As Published: 2007

COBS 4.8 Cold calls and other promotions that are not in writing

…

MCOB 6A.2 General

As Published: 2016

MCOB 6A.2 General

…

COBS 3.3 General notifications

As Published: 2007

COBS 3.3 General notifications

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 8.6 Termination, suspension, and schemes of arrangement

LR 9.7A Preliminary statement of annual results, and statement of dividends

APER 4.5 Statement of Principle 5

CASS 11.10 Payments to creditors

SYSC 13.7 Processes and systems

SYSC 4.3 Responsibility of senior personnel

CONC 7.17 Notice of sums in arrears under P2P agreements for fixed-sum credit

DISP 2.1 Purpose, interpretation and application

TC App 5.1

MCOB 2.4 High pressure sales: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

DISP App 1.3 Remortgaging

MCOB 3A.2 The fair, clear and not misleading rules

MCOB 13.5 Dealing with a customer in arrears or with a sale shortfall on a regulated mortgage contract

CONC 4.1 Content of quotations

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration