Search Result

1181 - 1200 of 1222 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

…

SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

…

MCOB 13.1 Application

As Published: 2006

MCOB 13.1 Application

…

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

…

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

…

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

…

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

…

IPRU-INV 5.1 Application

As Published: 2016

IPRU-INV 5.1 Application

…

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

…

ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation

…

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

…

SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

…

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2010

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

…

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

…

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

…

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

…

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

…

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

…

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

…

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

…