Search Result

981 - 1000 of 1467 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.7A Preliminary statement of annual results, and statement of dividends

As Published: 2006

LR 9.7A Preliminary statement of annual results, and statement of dividends

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

PERG 15.2 General

As Published: 2011

PERG 15.2 General

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

As Published: 2018

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

MAR 5A.4 Trading process requirements

As Published: 2017

MAR 5A.4 Trading process requirements

COBS 21.2 Rules for firms engaged in linked long-term insurance business

As Published: 2015

COBS 21.2 Rules for firms engaged in linked long-term insurance business

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

DISP 3.5 Resolution of complaints by the Ombudsman

As Published: 2008

DISP 3.5 Resolution of complaints by the Ombudsman

ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

MIPRU 4.2C Credit risk mitigation

As Published: 2015

MIPRU 4.2C Credit risk mitigation

SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

LR 6.10 Specialist companies: mineral companies

As Published: 2017

LR 6.10 Specialist companies: mineral companies

CONC 7.16 Passing data to lead generators etc.

As Published: 2014

CONC 7.16 Passing data to lead generators etc.