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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

LR 6.15 Shares of a third country company

As Published: 2017

LR 6.15 Shares of a third country company

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

IFPRU 6.1 Market risk requirements

As Published: 2019

IFPRU 6.1 Market risk requirements

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

MAR 7A.1 Application

As Published: 2017

MAR 7A.1 Application

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

BIPRU 4.6 The IRB approach: Retail exposures

As Published: 2007

BIPRU 4.6 The IRB approach: Retail exposures

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

MCOB 3A.4 Qualifying credit financial promotions

As Published: 2015

MCOB 3A.4 Qualifying credit financial promotions

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events