Search Result

801 - 820 of 1516 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

SUP 17A.2 Connectivity with FCA systems

As Published: 2017

SUP 17A.2 Connectivity with FCA systems

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

IFPRU 11.2 Individual recovery plans

As Published: 2016

IFPRU 11.2 Individual recovery plans

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

FEES App 1 Annex 3 Emergencies [deleted]

As Published: 2019

FEES App 1 Annex 3 Emergencies [deleted]

BIPRU 13.7 Contractual netting

As Published: 2012

BIPRU 13.7 Contractual netting

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

IFPRU 1.1 Application and Purpose

As Published: 2014

IFPRU 1.1 Application and Purpose

BIPRU 11.2 Basis of disclosures

As Published: 2013

BIPRU 11.2 Basis of disclosures

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness