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COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

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ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

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CASS 11.9 Segregation and the operation of client money accounts

As Published: 2014

CASS 11.9 Segregation and the operation of client money accounts

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COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

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PERG 11.2 Guidance on property investment clubs

As Published: 2013

PERG 11.2 Guidance on property investment clubs

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BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

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INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

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EG 4.13 Preliminary findings letters and preliminary investigation reports

RCB 3.6 Fees and other matters

FEES 9.1 Application and purpose

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

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REC 3.2 Form and method of notification

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LR 13.2 Approval of circulars

DTR 8.2 Approval as a primary information provider

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PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products