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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

As Published: 2019

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

As Published: 2016

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

EG 4.12 Search and seizure powers

As Published: 2016

EG 4.12 Search and seizure powers

SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2016

SYSC 13.4 Requirements to notify the appropriate regulator

PERG 15.3 Payment services

As Published: 2009

PERG 15.3 Payment services

EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance

BIPRU 11.2 Basis of disclosures

As Published: 2013

BIPRU 11.2 Basis of disclosures

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

SYSC 18.5 Settlement agreements with workers

As Published: 2015

SYSC 18.5 Settlement agreements with workers

IPRU-INV 2.1 APPLICATION

As Published: 2019

IPRU-INV 2.1 APPLICATION

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2015

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

MCOB 9.8 Disclosure after sale: lifetime mortgages

As Published: 2004

MCOB 9.8 Disclosure after sale: lifetime mortgages