Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

…

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 9.2 The FCA’s general policy in this area

SUP 8A.2 Introduction and conditions

FEES 6.5A The retail pool

EG 19.7 The Open-Ended Investment Companies Regulations 2001

REC 6A.2 Removal of passport rights from EEA market operator

EG 19.20 Payment Services Regulations 2017

EG 9.6 Applications for variation or revocation of prohibition orders

EG 4.13 Preliminary findings letters and preliminary investigation reports

EG 6.1 Publicity during FCA investigations

EG 2.1 Case selection and the use of enforcement powers

DEPP 2.3 Decision notices and second supervisory notices

PRIN 1.1 Application and purpose

FEES 9.1 Application and purpose

SYSC 18.3 Internal arrangements

DEPP 6A.2 Deciding whether to take action

REC 2.14 Rules and consultation

DEPP 6.6 Financial penalties for late and incomplete submission of reports

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

COND 1.2 Purpose