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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 16.4 Acting as a depositary of an AIF

As Published: 2019

PERG 16.4 Acting as a depositary of an AIF

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SUP 10A.3 Provisions related to the Act

As Published: 2020

SUP 10A.3 Provisions related to the Act

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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EG 13.1 Introduction

As Published: 2016

EG 13.1 Introduction

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REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

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EG 5.1 Settlement and the FCA – an overview

As Published: 2016

EG 5.1 Settlement and the FCA – an overview

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SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

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MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

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MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

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MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

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INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

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DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

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SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

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LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

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