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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

PERG 16.7 By way of business

As Published: 2013

PERG 16.7 By way of business

CASS 7.15 Records, accounts and reconciliations

As Published: 2014

CASS 7.15 Records, accounts and reconciliations

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

EG 10.7 FCA costs

As Published: 2016

EG 10.7 FCA costs

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

EG 5.2 When settlement decisions may take place

As Published: 2016

EG 5.2 When settlement decisions may take place