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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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EG 7.3 FCA’s statements of policy

As Published: 2015

EG 7.3 FCA’s statements of policy

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PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

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SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

As Published: 2016

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

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RCB 1.1 Introduction to sourcebook

PERG 13.5 Exemptions from MiFID

DEPP 8.1 Introduction

EG 4.12 Search and seizure powers

EG 9.1 Introduction

SUP 5.2 The FCA’s power

REC 4.9 Disciplinary measures

EG 11.4 Determining the amount of restitution

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

ICOBS 7.1 The right to cancel

MCOB 4A.1 Additional disclosure by MCD mortgage credit intermediaries

COBS 15.4 Effects of cancellation

PERG 5.8 The regulated activities: advising on contracts of insurance

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

IFPRU 4.6 Internal ratings based approach: probability of default

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

DEPP 2.2 Warning notices and first supervisory notices

EG 7.3 FCA’s statements of policy

PERG 5.1 Application and purpose

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms