Search Result

541 - 560 of 1265 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 10.4A The application of requirements which implemented EU directives

As Published: 2006

PERG 10.4A The application of requirements which implemented EU directives

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

SYSC 22.8 Policies and appointed representatives

As Published: 2016

SYSC 22.8 Policies and appointed representatives

SYSC 22.2 Getting, giving and updating references: the main rules

As Published: 2016

SYSC 22.2 Getting, giving and updating references: the main rules

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

As Published: 2017

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

MAR 5A.4 Trading process requirements

As Published: 2017

MAR 5A.4 Trading process requirements

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers