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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

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LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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COND 1.1A Application

As Published: 2013

COND 1.1A Application

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COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

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DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

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CONC 5A.5 Consequences of contravention of the cost caps

As Published: 2015

CONC 5A.5 Consequences of contravention of the cost caps

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PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

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DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2019

SUP 18.4 Friendly Society transfers and amalgamations

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LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

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RCB 3.4 Covered Bond issuance notifications

As Published: 2011

RCB 3.4 Covered Bond issuance notifications

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PERG 16.5 How AIFMD affects other regulated activities

As Published: 2019

PERG 16.5 How AIFMD affects other regulated activities

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CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

As Published: 2016

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

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