Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

…

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

…

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

…

EG 19.8 Electronic Commerce Directive (Financial Services and Markets) Regulations 2002 [deleted]

As Published: 2016

EG 19.8 Electronic Commerce Directive (Financial Services and Markets) Regulations 2002 [deleted]

…

CONC 1.2 Who? What? Where?

As Published: 2014

CONC 1.2 Who? What? Where?

…

CASS 5.2 Holding money as agent of an insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of an insurance undertaking

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 1.2 Modifying rules and consulting the FCA

PERG 9.7 The investment condition: the 'reasonable investor'

DISP 1.10B Payment services and electronic money complaints reporting

DTR 1A.2 Modifying rules and consulting the FCA

LR 5.1 Suspending listing

SUP 16.10 Verification of firm details

EG 9.6 Applications for variation or revocation of prohibition orders

RCB 3.6 Fees and other matters

EG 2.1 Case selection and the use of enforcement powers

SYSC 19C.1 General application and purpose

DTR 1C.2 Modifying rules and consulting the FCA

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

LR 5.4 Restoring listing