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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

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FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

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SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

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EG 4.6 What a subject of investigation can say to third parties

As Published: 2016

EG 4.6 What a subject of investigation can say to third parties

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SUP 16.20 Submission of recovery plans and information for resolution plans

As Published: 2015

SUP 16.20 Submission of recovery plans and information for resolution plans

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COBS 20.4 Communications with with-profits policyholders

As Published: 2007

COBS 20.4 Communications with with-profits policyholders

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LR 3.3 Shares

FINMAR 2.1 Application and purpose

EG 4.5 Notice of termination of investigations

LR 8.5 Responsibilities of listed companies

REC 6.2 Applications

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

COLL 6.7 Payments

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

SUP 18.1 Application

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy