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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements

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MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

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SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

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LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

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PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

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SUP 16.19 Immigration Act compliance reporting

As Published: 2014

SUP 16.19 Immigration Act compliance reporting

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Similar To

PERG 8.9 Circumstances where the restriction in section 21 does not apply

CONC 3.3 The clear fair and not misleading rule and general requirements

DISP 1.3 Complaints handling rules

PERG 13.5 Exemptions from MiFID

SUP 12.9 Record keeping

DTR 8.2 Approval as a primary information provider

IPRU-INV 5.4 Financial resources requirement

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

PERG 15.7 Transitional provisions [deleted]

LR 12.5 Purchase of own securities other than equity shares

LR 5.2 Cancelling listing

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy