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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

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PERG 4.10 Exclusions applying to more than one regulated activity

MCOB 2.9 Restriction on marketing or providing an optional product for which a fee is payable

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

PERG 10.4 Pension scheme service providers other than trustees

ICOBS 6.4 Pre- and post-contract information: protection policies

BIPRU 12.2 Adequacy of liquidity resources

COBS 19.4 Open market options

SUP 15.1 Application

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

BIPRU 12.8 Cross-border and intra-group management of liquidity

EG 18.1 Cancellation on the FCA’s own-initiative

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

SUP 10A.7 FCA required functions

EG 3.7 Investigations to assist overseas authorities (section 169)

DEPP 7.1 Application and purpose

EG 14.2 Choice of powers

LR 4.3 Approval and publication of listing particulars

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

EG 20.3 Decision making under the CCA Order