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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 15.2 General

As Published: 2011

PERG 15.2 General

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

COBS 10.3 Warning the client

As Published: 2017

COBS 10.3 Warning the client

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

As Published: 2016

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds