Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

…

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

…

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

IFPRU 8.2 Large Exposures

FEES 1.1 Application and Purpose

DEPP 6.5A The five steps for penalties imposed on firms

SYSC 1.2 Purpose

PERG 13.6 CRD IV

SUP 10C.12 Conditional and time-limited approvals

SYSC 22.5 Giving references: additional rules and guidance for all firms

COLL 7.5 Schemes or sub-funds that are not commercially viable

COBS 11.7 Personal account dealing

BIPRU 12.5 Individual Liquidity Adequacy Standards

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

BIPRU 1.2 Definition of the trading book

SYSC 19D.2 General requirement

IFPRU 4.11 Income-producing real estate portfolios

BIPRU 9.1 Application and purpose

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

COBS 9.4 Suitability reports

LR 17.5 Requirements for states, regional and local authorities and public international bodies

SYSC 13.6 People