Search Result

361 - 380 of 1456 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 14.1 Introduction

As Published: 2016

COLL 14.1 Introduction

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

As Published: 2016

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

As Published: 2016

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

EG 2.4 Case selection: Unauthorised business

As Published: 2016

EG 2.4 Case selection: Unauthorised business

PERG 4.16 Mortgage activities

As Published: 2015

PERG 4.16 Mortgage activities

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

As Published: 2016

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

SYSC 4.3A Management body and nomination committee

As Published: 2014

SYSC 4.3A Management body and nomination committee

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

PERG 15.7 Transitional provisions [deleted]

As Published: 2018

PERG 15.7 Transitional provisions [deleted]