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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

As Published: 2016

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

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COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

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BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

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COBS 6.1C Consultancy charging and remuneration

As Published: 2010

COBS 6.1C Consultancy charging and remuneration

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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MIPRU 2.3 Knowledge, ability and good repute [deleted]

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute [deleted]

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DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers

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TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

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