Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

…

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

…

SYSC 22.8 Policies and appointed representatives

As Published: 2016

SYSC 22.8 Policies and appointed representatives

…

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

…

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MAR 10.4 Position reporting

LR 6.14 Shares in public hands

SUP 10C.8 The other local responsibility function (SMF22)

PERG 16.6 Exclusions

BIPRU 7.8 Securities underwriting

COBS 19.4 Open market options

SYSC 8.1 General outsourcing requirements

PERG 7.1 Application and purpose

LR 18.4 Continuing obligations

PERG 13.4 Financial instruments

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

PERG 16.5 How AIFMD affects other regulated activities

LR 8.7 Supervision of sponsors

IFPRU 11.7 Notifications

DTR 6.3 Dissemination of information

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

PERG 9.2 Introduction

SYSC 22.8 Policies and appointed representatives

CASS 10.1 Application, purpose and general provisions

REC 3.15 Suspension of services and inability to operate facilities