Search Result

341 - 360 of 1192 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

COLL 6.11 Risk control and internal reporting

As Published: 2011

COLL 6.11 Risk control and internal reporting

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

As Published: 2016

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

LR 6.7 Working capital

As Published: 2017

LR 6.7 Working capital

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

IFPRU 10.5 Capital conservation plan

As Published: 2014

IFPRU 10.5 Capital conservation plan

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

COND 1.3 General

As Published: 2013

COND 1.3 General

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers