Search Result

301 - 320 of 1470 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions