Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

…

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

…

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

…

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

…

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DEPP 2.3 Decision notices and second supervisory notices

COLL 6.12 Risk management policy and risk measurement

SUP 10A.16 How to apply for approval and give notifications

SUP 15.13 Notification by CBTL firms

SUP 9.2 Making a request for individual guidance

FEES 9.2 PSR fees

REC 4.2E Information: compliance of UK recognised bodies with specified requirements

EG 15.3 Disqualification under section 345

REC 1.1 Application

SUP 3.2 Purpose

PERG 1.2 Introduction

SUP 8.2 Introduction

SUP 9.4 Reliance on individual guidance

PERG 5.12 Link between activities and the United Kingdom

PERG 7.3 Does the activity require authorisation?

SUP 1A.1 Application and purpose

COND 1.2 Purpose

PERG 8.17 Financial promotions concerning agreements for qualifying credit

RCB 3.2 Annual confirmations of compliance and asset pool monitor