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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

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PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

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COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

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PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

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PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

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GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

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PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

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CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

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RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

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SYSC 4.7

As Published: 2015

SYSC 4.7

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SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

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PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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EG 3.2B Information requests (section 122B)

As Published: 2016

EG 3.2B Information requests (section 122B)

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COND 1.1A Application

As Published: 2013

COND 1.1A Application

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EG 3.2 Information requests (section 165)

As Published: 2016

EG 3.2 Information requests (section 165)

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EG 3.2A Information requests (section 122A)

As Published: 2016

EG 3.2A Information requests (section 122A)

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