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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

COBS 22.2 Restrictions on the retail distribution of mutual society shares

As Published: 2015

COBS 22.2 Restrictions on the retail distribution of mutual society shares

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SYSC 4.7

As Published: 2015

SYSC 4.7

CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

PERG 15.2 General

As Published: 2011

PERG 15.2 General

CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce