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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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EG 6.2 Publicity during, or upon the conclusion of regulatory action

As Published: 2015

EG 6.2 Publicity during, or upon the conclusion of regulatory action

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LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

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CASS 11.3 Responsibility for CASS operational oversight

PERG 16.5 How AIFMD affects other regulated activities

MCOB 11.5 Purpose

MAR 8.3 Requirements for benchmark administrators [deleted]

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FEES 1.1 Application and Purpose

SUP 16.17 Remuneration reporting

IFPRU 11.5 Intra-group financial support

MCOB 11A.3 Obtaining information for, and assessment of, affordability from the consumer and rejecting an application

ICOBS 1.1 The general application rule

MCOB 5A.1 Application and purpose

RCB 2.3 Determination of registration

GENPRU 3.2 Third-country groups

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy