Search Result

221 - 240 of 1206 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.20 Submission of recovery plans and information for resolution plans

As Published: 2015

SUP 16.20 Submission of recovery plans and information for resolution plans

…

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

…

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

…

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

…

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

…

SUP 10A.9 Significant management functions [deleted]

As Published: 2014

SUP 10A.9 Significant management functions [deleted]

…

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

…

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

…

IPRU-INV 5.3 Financial resources

As Published: 2016

IPRU-INV 5.3 Financial resources

…

IFPRU 4.13 Settlement risk

As Published: 2019

IFPRU 4.13 Settlement risk

…

BIPRU 14.1 Application and purpose

As Published: 2006

BIPRU 14.1 Application and purpose

…

BIPRU 5.1 Application and purpose

As Published: 2006

BIPRU 5.1 Application and purpose

…

BIPRU 11.1 Application and purpose

As Published: 2006

BIPRU 11.1 Application and purpose

…

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

…

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

…

IFPRU 9.1 Application and Purpose

As Published: 2014

IFPRU 9.1 Application and Purpose

…

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

…

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

…

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

…

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

…