Search Result

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

…

MAR 8.2 Requirements for benchmark submitters [deleted]

As Published: 2018

MAR 8.2 Requirements for benchmark submitters [deleted]

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COBS 6.1A Adviser charging and remuneration

SYSC 1.4 Application of SYSC 11 to 28

GEN 5.1 Application and purpose

LR 13.5 Financial information in Class 1 Circulars

IFPRU 4.2 Standardised approach

DEPP 3.4 Urgent supervisory notice cases

EG 16.3 Applications under section 329(3) for variation or revocation of disapplication orders

DTR 8.5 Supervision of primary information providers

REC 2A.4 Power and procedure for RAP penalties and censures

PERG 15.7 Transitional provisions [deleted]

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

MAR 10.1 Application

COLL 6.6B UCITS depositaries

IFPRU 4.7 Internal ratings based approach: loss given default

RCB 2.3 Determination of registration

EG 19.10 Enterprise Act 2002

SUP 10A.13 Application for approval and withdrawing an application for approval

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

MAR 8.2 Requirements for benchmark submitters [deleted]