Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CONC 2.5 Conduct of business: credit broking

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

COLL 6.7 Payments

COLL 12.3 EEA UCITS management companies

BIPRU 12.2 Adequacy of liquidity resources

COBS 20.5 With-profits governance

MIPRU 4.2BA Securitisation

LR 11.1 Related party transactions

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

SUP 16.7A Annual report and accounts

DISP App 1.6 Valuing Relevant Benefits

PERG 16.2 What types of funds and businesses are caught?

COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions

ICOBS 3.2 E-Commerce

SUP 10A.10 Customer-dealing functions

BIPRU 12.8 Cross-border and intra-group management of liquidity

CASS 5.6 Client money distribution

SUP 10C.1 Application

CASS 7.16 The standard methods of internal client money reconciliation

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)